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 --Charles Tart --Charles Tart
 +
 +====States of Consciousness and State-Specific Sciences====
 + 
 +[This paper was originally published in Science, 1972, Vol. 176, 
 +1203-1210. (c) 1972 by The American Association for the Advancement of Science.]   
 +
 +  * https://www.sciencemag.org/content/176/4040/1203.short
 +  * DOI: 10.1126/science.176.4040.1203 
 + 
 +     Blackburn (1) recently noted that many of our most talented 
 +young people are "turned off" to science:  as a solution, he 
 +proposed that we recognize the validity of a more 
 +sensuous-intuitive approach to nature, treating it as 
 +complementary to the classical intellectual approach.
 +     
 +     I have seen the same rejection of science by many of the 
 +brightest students in California, and the problem is indeed 
 +serious.  Blackburn' analysis is valid, but not deep enough. 
 +more fundamental source of alienation is the widespread 
 +experience of altered states of consciousness (ASC's) by the 
 +young, coupled with the almost total rejection of the knowledge 
 +gained during the experiencing of ASC's by the scientific 
 +establishment.  Blackburn himself exemplifies this rejection when 
 +he says:  "Perhaps science has much to learn along this line from 
 +the disciplines, as distinct from the content, of Oriental 
 +religions" (my italics).
 + 
 +     To illustrate, a recent Gallup poll (2) indicated that 
 +approximately half of the American college students have tried 
 +marijuana, and a large number of them use it fairly regularly.  
 +They do this at the risk of having their careers ruined and going 
 +to jail for several years.  Why?  Conventional research on the 
 +nature of marijuana intoxication tells us that the primary 
 +effects are a slight increase in heart rate, reddening of the 
 +eyes, some difficulty with memory, and small decrements in 
 +performance on complex psychomotor tests.
 + 
 +     Would you risk going to jail to experience these?
 + 
 +     A young marijuana smoker who hears a scientist or physician 
 +talk about these findings as the basic nature of marijuana 
 +intoxication will simply sneer and have his antiscientific 
 +attitude further reinforced.  It is clear to him that the 
 +scientist has no real understanding of what marijuana 
 +intoxication is all about (3).
 + 
 +     More formally, an increasingly significant number of people 
 +are experimenting with ASC's in themselves, and finding the 
 +experiences thus gained of extreme importance in their philosophy 
 +and style of life.  The conflict between experiences in these 
 +ASC's and the attitudes and intellectual-emotional systems that 
 +have evolved in our ordinary state of consciousness (SoC) is a 
 +major factor behind the increased alienation of many people from 
 +conventional science.  Experiences of ecstasy, mystical union, 
 +other "dimensions," rapture, beauty, space-and-time 
 +transcendence, and transpersonal knowledge, all common in ASC'
 +are simply not treated adequately in conventional scientific 
 +approaches.  These experiences will not "go away" if we crack 
 +down more on psychedelic drugs, for immense numbers of people now 
 +practice various non-drug techniques for producing ASC's such as 
 +meditation (4) and yoga.
 + 
 +     The purpose of this article is to show that it is possible 
 +to investigate and work with the important phenomena of ASC's in 
 +a manner which is perfectly compatible with the essence of 
 +scientific method.  The conflict discussed above is not 
 +necessary.
 + 
 + 
 +States of Consciousness
 + 
 +     An ASC may be defined for the purposes of this article as a 
 +qualitative alteration in the overall pattern of mental 
 +functioning, such that the experiencer feels his consciousness is 
 +radically different from the way it functions ordinarily.  An SoC 
 +is thus defined not in terms of any particular content of 
 +consciousness, or specific behavior or physiological change, but 
 +in terms of the overall patterning of psychological functioning.  
 + 
 +     An analogy with computer functioning can clarify this 
 +definition.  A computer has a complex program of many 
 +subroutines.  If we reprogram it quite differently, the same 
 +sorts of input data may be handled in quite different ways;  we 
 +will be able to predict very little from our knowledge of the old 
 +program about the effects of varying the input, even though old 
 +and new programs have some subroutines in common.  The new 
 +program with its in-put-output interactions must be studied in 
 +and of itself.  An ASC is analogous to changing temporarily the 
 +program of a computer.  
 + 
 +     The ASC's experienced by almost all ordinary people are 
 +dreaming states and the hypnagogic and hypnopompic states, the 
 +transitional states between sleeping and waking.  Many other 
 +people experience another ASC, alcohol intoxication.
 + 
 +     The relatively new (to our culture) ASC's that are now 
 +having such an impact are those produced by marijuana, more 
 +powerful psychedelic drugs such as LSD, meditative states, 
 +so-called possession states, and auto-hypnotic states (5).
 + 
 + 
 +States of Consciousness and Paradigms
 + 
 +     It is useful to compare this concept of an SoC, a 
 +qualitatively distinct organization of the patterning of mental 
 +functioning, with Kuhn's (6) concept of paradigms in science. 
 +paradigm is an intellectual achievement that underlies normal 
 +science and attracts and guides the work of an enduring number of 
 +adherents in their scientific activity.  It is a kind of "super 
 +theory," a formulation of scope wide enough to affect the 
 +organization of most or all of the major known phenomena of its 
 +field.  Yet it is sufficiently open-ended that there still remain 
 +important problems to be solved within that framework.  Examples 
 +of important paradigms in the history of science have been 
 +Copernican astronomy and Newtonian dynamics.
 + 
 +     Because of their tremendous success, paradigms undergo a 
 +change which, in principle, ordinary scientific theories do not 
 +undergo.  An ordinary scientific theory is always subject to 
 +further questioning and testing as it is extended.  A paradigm 
 +becomes an implicit framework for most scientists working within 
 +it;  it is the natural way of looking at things and doing things.  
 +It does not seriously occur to the adherents of a paradigm to 
 +question it any more (we may ignore, for the moment, the 
 +occurrence of scientific revolutions).  Theories become referred 
 +to as laws:  people talk of the law of gravity, not the theory of 
 +gravity, for example.  
 + 
 +     A paradigm serves to concentrate the attention of a 
 +researcher on sensible problem areas and to prevent him from 
 +wasting his time on what might be trivia.  On the other hand, by 
 +implicitly defining some lines of research as trivial or 
 +nonsensical, a paradigm acts like a blinder.  Kuhn has discussed 
 +this blinding function as a key factor in the lack of effective 
 +communications during paradigm clashes.
 + 
 +     The concept of a paradigm and of an SoC are quite similar.  
 +Both constitute complex, interlocking sets of rules and theories 
 +that enable a person to interact with and interpret experiences 
 +within an environment.  In both cases, the rules are largely 
 +implicit.  They are not recognized as tentative working 
 +hypotheses;  they operate automatically and the person feels he 
 +is doing the obvious or natural thing.
 + 
 + 
 +Paradigm Clash between "Straight" and "Hip"
 + 
 +     Human beings become emotionally attached to the things which 
 +give them pleasure, and a scientist making important progress 
 +within a particular paradigm becomes emotionally attached to it.  
 +When data which make no sense in terms of the (implicit) paradigm 
 +are brought to our attention, the usual result is not a 
 +reevaluation of the paradigm, but a rejection or misperception of 
 +the data.  This rejection seems rational to others sharing that 
 +paradigm and irrational or rationalizing to others committed to a 
 +different paradigm.
 + 
 +     The conflict now existing between those who have experienced 
 +certain ASC's (whose ranks include many young scientists) and 
 +those who have not is very much a paradigmatic conflict.  For 
 +example, a subject take LSD, and tells his investigator that "You 
 +and I, we are all one, there are no separate selves."  The 
 +investigator reports that his subject showed a "confused sense of 
 +identity and distorted thinking process."  The subject is 
 +reporting what is obvious to him, the investigator is reporting 
 +what is obvious to him.  The investigator's implicit paradigm, 
 +based on his scientific training, his cultural background, and 
 +his normal SoC, indicates that a literal interpretation of the 
 +subject's statement cannot be true, and therefore must be 
 +interpreted as mental dysfunction on the part of the subject.  
 +The subject, his paradigms radically changed for the moment by 
 +being in an ASC, not only reports what is obviously true to him, 
 +but perceives the investigator as showing mental dysfunction, by 
 +virtue of being incapable of perceiving the obvious!
 + 
 +     Historically, paradigm clashes have been characterized by 
 +bitter emotional antagonisms, and total rejection of the 
 +opponent.  Currently we are seeing the same sort of process:  the 
 +respectable psychiatrist, who would not take any of those 
 +psychotimimetic" drugs himself or sit down and experience that 
 +crazy meditation process, carries out research to show that drug 
 +takers and those who practice meditation are escapists.  The drug 
 +taker or meditator views the same investigator as narrow-minded, 
 +prejudiced, and repressive, and as a result drops out of the 
 +university.  Communication between the two factions is almost 
 +nil.
 + 
 +     Must the experiencers of ASC's continue to see the 
 +scientists as concentrating on the irrelevant, and the scientists 
 +see the experiencers as confused (7) or mentally ill?  Or can 
 +science deal adequately with the experiences of these people?  
 +The thesis I shall now present in detail is that we can deal with 
 +the important aspects of the ASC's using the essence of 
 +scientific method, even though a variety of nonessentials, 
 +unfortunately identified with current science, hinder such an 
 +effort.
 + 
 + 
 +The Nature of Knowledge
 + 
 +     Basically, science (from the Latin scire, to know) deals 
 +with knowledge.  Knowledge may be defined as an immediately given 
 +experiential feeling of congruence between two different kinds of 
 +experience, a matching.  One set of experiences may be regarded 
 +as perceptions of the external world, of others, of oneself; the 
 +second set may be regarded as a theory, a scheme, a system of 
 +understanding.  The feeling of congruence is something 
 +immediately given in experience, although many refinements have 
 +been worked out for judging degrees of congruence.
 + 
 +     All knowledge then, is basically experiential knowledge.  
 +Even my knowledge of the physical world can be reduced to this:  
 +given certain sets of experiences, which I (by assumption) 
 +attribute to the external world activating my sensory apparatus, 
 +it may be possible for me to compare them with purely internal 
 +experiences (memories, previous knowledge) and predict with a 
 +high degree of reliability other kinds of experiences, which I 
 +again attribute to the external world.
 + 
 +     Because science has been incredibly successful in dealing 
 +with the physical world, it has been historically associated with 
 +a philosophy of physicalism, the belief that reality is all 
 +reducible to certain kinds of physical entities.  The vast 
 +majority of phenomena of ASC's have no known physical 
 +manifestations:  thus to physicalistic philosophy they are 
 +epiphenomena, not worthy of study.  But insofar as science deals 
 +with knowledge, it need not restrict itself only to physical 
 +kinds of knowledge.
 + 
 + 
 +The Essence of Scientific Method
 + 
 +     I shall discuss the essence of scientific method, and show 
 +that this essence is perfectly compatible with an enlarged study 
 +of the important phenomena of ASC's.  In particular, I propose 
 +that state-specific sciences (SSS) be developed.
 + 
 +     As satisfying as the feeling of knowing can be, we are often 
 +wrong:  what seems like congruence at first later does not match, 
 +or has no generality.  Man has learned that his reasoning is 
 +often faulty, his observations are often incomplete or mistaken, 
 +and that emotional and other nonconscious factors can seriously 
 +distort both reasoning and observational processes.  His reliance 
 +on authorities, "rationality" or "elegance," are no sure criteria 
 +for achieving truth.  The development of scientific method may be 
 +seen as a determined effort to systematize the process of 
 +acquiring knowledge in such a way as to minimize the various 
 +pitfalls of observation and reasoning.  
 + 
 +     I shall discuss four basic rules of scientific method to 
 +which an investigator is committed:  (i) good observation; (ii) 
 +the public nature of observation; (iii) the necessity to theorize 
 +logically; and (iv) the testing of theory by observable 
 +consequences; all these constitute the scientific enterprise. 
 +shall consider the wider application of each rule to ASC's and 
 +indicate how unnecessary physicalistic restrictions may be 
 +dropped.  I will show that all these commitments or rules can be 
 +accommodated in the development of SSS's that I propose.
 + 
 + 
 +Observation
 + 
 +     The scientist is committed to observe as well as possible 
 +the phenomena of interest and to search constantly for better 
 +ways of making these observations.  But our paradigmatic 
 +commitments, our SoC's, make us likely to observe certain parts 
 +of reality and to ignore or observe with error certain other 
 +parts of it.
 + 
 +     Many of the most important phenomena of ASC's have been 
 +observed poorly or not at all because of the physicalistic 
 +labeling of them as epiphenomena, so that they have been called 
 +"subjective," "ephemeral" "unreliable," or "unscientific."  
 +Observations of internal processes are probably much more 
 +difficult to make than those of external physical processes, 
 +because of their inherently greater complexity.  The essence of 
 +science, however, is that we observe what there is to be observed 
 +whether it is difficult or not.
 + 
 +     We must consider one other problem of observation.  One of 
 +the traditional idols of science, the "detached observer," has no 
 +place in dealing with many internal phenomena of SoC's.  Not only 
 +are the observer's perceptions selective, he may also affect the 
 +things he observes.  We must try to understand the 
 +characteristics of each individual observer in order to 
 +compensate for them.  
 + 
 +     A recognition of the unreality of the detached observer in 
 +the psychological sciences is becoming widespread, under the 
 +topics of experimenter bias (8) and demand characteristics (9).  
 +A similar recognition long ago occurred in physics when it was 
 +realized that the observed was altered by the process of 
 +observation at subatomic levels.  When we deal with ASC's where 
 +the observer is the experiencer of the ASC, this factor is of 
 +paramount importance.  Knowing the characteristics of the 
 +observer can also confound the process of consensual validation, 
 +which I shall now consider.
 + 
 + 
 +Public Nature of Observation
 + 
 +     Observations must be public in that they must be replicable 
 +by any properly trained observer.  The experienced conditions 
 +that led to the report of certain experiences must be described 
 +in sufficient detail that others may duplicate them and 
 +consequently have experiences which meet criteria of 
 +identicality.  That someone else may set up similar conditions 
 +but not have the same experiences proves that the original 
 +investigator gave an incorrect description of the conditions and 
 +observations, or that he was not aware of certain essential 
 +aspects of the conditions.
 + 
 +     The physicalistic accretion to this rule of consensual 
 +validation is that, physical data being the only "real" data, 
 +internal phenomena must be reduced to physiological or behavioral 
 +data to become reliable or they will be ignored entirely. 
 +believe most physical observations to be much more readily 
 +replicable by any trained observer because they are inherently 
 +simpler phenomena than internal ones.  In principle, however, 
 +consensual validation of internal phenomena by a trained observer 
 +is quite possible. 
 + 
 +     The emphasis on public observations in science has had a 
 +misleading quality insofar as it implies that any intelligent man 
 +can replicate a scientist's observations.  This might have been 
 +true early in the history of science, but nowadays only the 
 +trained observer can replicate many observations.  I cannot go 
 +into a modern physicist's laboratory and confirm his 
 +observations.  Indeed, his talk of what he has found in his 
 +experiments (physicists seem to talk about innumerable invisible 
 +entities these days) would probably seem mystical to me, just as 
 +many descriptions of internal states sound mystical to those with 
 +a background in the physical sciences.
 + 
 +     Given the high complexity of the phenomena associated with 
 +ASC's, the need for replication by trained observers is 
 +exceptionally important.  Since it generally takes 4 to 10 years 
 +of intensive training to produce a scientist in any of our 
 +conventional sciences, we should not be surprised that there has 
 +been very little reliability of observations of untrained 
 +observers of ASC phenomena.
 + 
 +     Further, for the state-specific sciences that I propose 
 +should be established, we cannot specify the requirements that 
 +would constitute adequate training.  These would only be 
 +determined after considerable trial and error.  We should also 
 +recognize that very few people might complete the training 
 +successfully.  Some people do not have the necessary innate 
 +characteristics to become physicists, and some probably do not 
 +have the innate characteristics to become, say, scientific 
 +investigators of meditative states.
 + 
 +     Public observation, then, always refers to a 
 +limited,specially trained public.  It is only by basic agreement 
 +among those specially trained people that data become accepted as 
 +a foundation for the development of a science.  That laymen 
 +cannot replicate the observations is of little relevance.
 + 
 +     A second problem in consensual validation arises from a 
 +phenomenon predicted by my concept of ASC's, but not yet 
 +empirically investigated, namely, state-specific communication.  
 +Given that an ASC is an overall qualitative and quantitative 
 +shift in the complex functioning of consciousness, such that 
 +there are new "logics" and perceptions (which would constitute a 
 +paradigm shift), it is quite reasonable to hypothesize that 
 +communication may take a different pattern.  For two observers, 
 +both of whom, we assume, are fluent in communicating with each 
 +other in a given SoC, communication about some new observations 
 +may seem adequate to them, or may be improved or deteriorated in 
 +specific ways.  To an outside observer, an observer in a 
 +different SoC, the communication between these two observers may 
 +seem "deteriorated."
 + 
 +     Practically all investigations of communication by persons 
 +in ASC's have resulted in reports of deterioration of 
 +communication abilities.  In designing their studies, however, 
 +these investigators have not taken into account the fact that the 
 +pattern of communication may have changed.  If I am listening to 
 +two people speaking in English, and they suddenly begin to 
 +intersperse words and phrases in Polish, I, as an outside (that 
 +is, a non-Polish speaking) observer, will note a gross 
 +deterioration in communication.  Adequacy of communication 
 +between people in the same SoC and across SoC's must be 
 +empirically determined.
 + 
 +     Thus consensual validation my be restricted by the fact that 
 +only observers in the same ASC are able to communicate adequately 
 +with each other, and they may not be able to communicate 
 +adequately to someone in a different SoC, say normal 
 +consciousness (10).
 + 
 +     
 +Theorizing
 + 
 +     A scientist may theorize about his observations as much as 
 +he wishes to, but the theory he develops must consistently 
 +account for all that he has observed, and should have a logical 
 +structure that other scientists can comprehend (but not 
 +necessarily accept).
 + 
 +     The requirement to theorize logically and consistently with 
 +the data is not as simple as it looks, however.  Any logic 
 +consists of a basic set of assumptions and a set of rules for 
 +manipulating information, based on these assumptions.  Change the 
 +assumptions, or change the rules, and there may be entirely 
 +different outcomes from the same data.  A paradigm, too is 
 +alogic:  it has certain assumptions and rules for working within 
 +these assumptions.  By changing the paradigm, altering the SoC, 
 +the nature of theory building may change radically.  Thus a 
 +person on SoC 2 might come to very different conclusions  about 
 +the nature of the same events that he observed in SoC 1.  An 
 +investigator in SoC 1 may comment on the comprehensibility of the 
 +second person's ideas from the point of view (paradigm) of SoC 1, 
 +but can say nothing about their inherent validity.  A scientist 
 +who could enter either SoC 1 or SoC 2, however, could pronounce 
 +on the comprehensibility of the other's theory, and the adherence 
 +of that theory to the rules and logic of SoC 2.  Thus, scientists 
 +trained in the same SoC may check on the logical validity of each 
 +other's theorizing.  We  have then the possibility of a 
 +state-specific logic underlying theorizing in various SoC's.
 + 
 + 
 +Observable Consequences
 + 
 +     Any theory a scientist develops must have observable 
 +consequences, and from that theory it must be possible to make 
 +predictions that can be verified by observation.  If such 
 +verification is not possible, the theory must be considered 
 +invalid, regardless of its elegance, logic, or other appeal.
 + 
 +     Ordinarily we think of empirical validation, of validation 
 +in terms of testable consequences that produce physical effects, 
 +but this is misleading.  Any effect, whether interpreted as 
 +physical or nonphysical, is ultimately an experience in the 
 +observer's mind.  All that is essentially required to validate a 
 +theory is that it predict that "When a certain experience 
 +(observed condition) has occurred, another (predicted) kind of 
 +experience will follow, under specified experiential conditions."  
 +Thus a perfectly scientific theory may be based on data that have 
 +no physical existence.
 + 
 + 
 +State-Specific Sciences
 + 
 +     We tend to envision the practice of science like this:  
 +centered around interest in some particular range of subject 
 +matter, a small number of highly selected, talented, and 
 +rigorously trained people spend considerable time making detailed 
 +observations on the subject matter of interest.  They may or may 
 +not have special places (laboratories) or instruments or methods 
 +to assist them in making finer observations.  They speak to one 
 +another in a special language which they feel conveys precisely 
 +the important facts of their field.  Using this language, they 
 +confirm and extend each other's knowledge of certain data basic 
 +to the field.  They theorize about their basic data and construct 
 +elaborate systems.  They validate these by recourse to further 
 +observation.  These trained people all have a long-term 
 +commitment to the constant refinement of observation and 
 +extension of theory.  Their activity is frequently 
 +incomprehensible to laymen.  
 + 
 +     This general description is equally applicable to a variety 
 +of sciences, or areas that could become sciences, whether we 
 +called such areas biology, physics, chemistry, psychology, 
 +understanding of mystical states, or drug-induced enhancement of 
 +cognitive processes.  The particulars of research would look very 
 +different, but the basic scientific method running through all is 
 +the same. 
 + 
 +     More formally, I now propose the creation of various 
 +state-specific sciences.  If such sciences could be created, we 
 +would have a group of highly skilled, dedicated, and trained 
 +practitioners able to achieve certain SoC's, and able to agree 
 +with one another that they have attained a common state.  While 
 +in that SoC, they might then investigate other areas of interest, 
 +whether these be totally internal phenomena of that given state, 
 +the interaction of that state with external, physical reality, or 
 +people in other SoC's. 
 + 
 +     The fact that the experimenter should be able to function 
 +skillfully in the SoC itself for a state-specific science does 
 +not necessarily mean that he would always be the subject.  While 
 +he might often be the subject, observer, and experimenter 
 +simultaneously, it would be quite possible for him to collect 
 +data from experimental manipulations of other subjects in the 
 +SoC, and either be in SoC himself at the time of data collection 
 +or be in that SoC himself for data reduction the theorizing. 
 + 
 +     Examples of some observations made and theorizing done by a 
 +scientist in a specific ASC would illustrate the nature of a 
 +proposed state-specific science.  But this is not possible 
 +because no state-specific sciences have yet been established 
 +(11).  Also, any example that would make good sense to the 
 +readers of this article (who are, presumably, all in a normal 
 +SoC) would not really illustrate the uniqueness of a 
 +state-specific science.  If it did make sense, it would be an 
 +example of a problem that could be approached adequately from 
 +both the ASC and normal SoC's, and thus it would be too easy to 
 +see the entire problem in terms of accepted scientific procedures 
 +for normal SoC's and miss the point about the necessity for 
 +developing state-specific sciences.
 + 
 + 
 +State-Specific Sciences and Religion
 + 
 +     Some aspects of organized religion appear to resemble 
 +state-specific sciences.  There are techniques that allow the 
 +believer to enter an ASC and then have religious experiences in 
 +that ASC which are proof of his religious belief.  People who 
 +have had such experiences usually describe them as ineffable in 
 +important ways--that is, as not fully comprehensible in an 
 +ordinary SoC.  Conversions at revivalistic meetings are the most 
 +common example of religious experiences occurring in various 
 +ASC's induced by an intensely emotional atmosphere.
 + 
 +     In examining the esoteric training systems of some 
 +religions, there seems to be even more resemblance between such 
 +mystical ways and state-specific sciences, for here we often have 
 +the picture of devoted specialists, complex techniques, and 
 +repeated experiencing of the ASC's in order to further religious 
 +knowledge.
 + 
 +     Nevertheless the proposed state-specific sciences are not 
 +simply religion in a new guise.  The use of ASC's in religion may 
 +involve the kind of commitment to searching for truth that is 
 +needed for developing a state-specific science, but practically 
 +all the religions we know might be defined as state-specific 
 +technologies, operated in the service of a priori belief systems.  
 +The experiencers of ASC's in most religious contexts have already 
 +been thoroughly indoctrinated in a particular belief system.  
 +This belief system may then mold the content of the ASC's to 
 +create specific experiences which reinforce or validate the 
 +belief system.  
 + 
 +     The crucial distinction between a religion utilizing ASC'
 +and a state-specific science is the commitment of the scientist 
 +to reexamine constantly his own belief system and to question the 
 +obvious in spite of its intellectual or emotional appeal to him.  
 +Investigators of ASC's would certainly encounter an immense 
 +variety of phenomena labeled experience or mystical revelation 
 +during the development of state-specific sciences, but they would 
 +have to remain committed to examining these phenomena more 
 +carefully, sharing their observations and techniques with 
 +colleagues, and subjecting the beliefs (hypotheses, theories) 
 +that result from such experiences to the requirement of leading 
 +to testable predictions.  In practice, because we are aware of 
 +the immense emotional power of mystical experiences, this would 
 +be a difficult task, but it is one that will have to be 
 +undertaken by disciplined investigators if we are to understand 
 +various ASC's.
 + 
 + 
 +Relationship between State-Specific Sciences
 + 
 +     Any state-specific science may be considered as consisting 
 +of two parts, observations and theorizations.  The observations 
 +are what can be experienced relatively directly; the theories are 
 +the inferences about  what sort of non-observable factors account 
 +for the observations.  For example, the phenomena of synesthesia 
 +(seeing colors as a result of hearing sounds) is a theoretical 
 +proposition for me in my ordinary SoC: I do not experience it, 
 +and can only generate theories about what other people report 
 +about it.  If I were under the influence of a psychedelic drug 
 +such as LSD or marijuana (3), I could probably experience 
 +synesthesia directly, and my descriptions of the experience would 
 +become data.
 + 
 +     Fig. 1 demonstrates some possible relationships between three 
 +state-specific sciences.  State-specific sciences 1 and 2 show 
 +considerable overlap.
 + 
 +                       STATE-SPECIFIC SCIENCE 1
 +                       _________________________
 +                      |            |::::::::::::|
 +                      |            |::::::::::::|
 +                      |    T1      |:::: O1 ::::|
 +                      |            |::::::::::::|
 +                      |            |::::::::::::|
 +                      |            |::::::::::::|
 +    __________________|____________|____________|
 +                    |            |::::::::::::|
 +         T2           T1-T2    |:: T2-O1 :::|
 +                    |            |::::::::::::|
 +                    |            |::::::::::::|
 +   |------------------|------------|------------|  STATE-SPECIFIC SCIENCE 2
 +   |::::::::::::::::::|::::::::::::|############|
 +   |:::::: O2 ::::::::|:: T1-O2 :::|## O1-O2 ###|
 +   |::::::::::::::::::|::::::::::::|############|
 +   |::::::::::::::::::|::::::::::::|############    
 +   |------------------|------------|------------|
 + 
 +                                                STATE-SPECIFIC SCIENCE 3
 +                                                _________________________
 +                                                          |::::::::::::|
 +                                                          |::::::::::::|
 +                                                  T3      |:::: O3 ::::|
 +                                                          |::::::::::::|
 +                                                          |::::::::::::|
 +                                               |____________|____________|
 + 
 +[Apologies for the crudeness of this Wen diagram, the circles in the
 +original look much better than these ASCII approximations]
 + 
 +Legend for Figure 1: Possible relationships between three state-specific 
 +sciences.  The area labeled O1-O2 is subject matter capable of direct 
 +observation in both sciences.  Area T1-T2 consists of theoretical (T) 
 +inferences about subject matter overlapping the two sciences.  By
 +contrast, in area O1-T2, the theoretical propositions of state-specific
 +science number 2 are matters of direct observation for the scientist
 +in state of consciousness number 1, and visa-versa for area T1-O2.
 +State-specific science number 3 consists of a body of observation and 
 +theory exclusive to that science.
 + 
 + 
 +     The area labeled O1O2 permits direct observation in both 
 +sciences.  Area T1T2 permits theoretical inferences about common 
 +subject matter from the two perspectives.  In area O1T2 by 
 +contrast, the theoretical propositions of state-specific science 
 +number 2 are matters of direct observation for the scientist in 
 +SoC number 1, and vice versa for the area T1O2.  State-specific 
 +science number 3 consists of a body of observation and theory 
 +exclusive to that science and has no overlap with the other two 
 +sciences:  it neither confirms, denies, nor complemements them.
 + 
 +     It would be naively reductionistic to say that the work in 
 +one state-specific science validates or invalidates the work in a 
 +second state-specific science; I prefer to say that two different   
 +state-specific sciences, where they overlap, provide quite 
 +different points of view with respect to certain kinds of 
 +theories and data, and thus complement (12) each other.  The 
 +proposed creation of state-specific sciences neither validates 
 +nor invalidates the activities of normal consciousness sciences 
 +(NCS).  The possibility of developing certain state-specific 
 +sciences means only that certain kinds of phenomena may be 
 +handled more adequately  within these potential new sciences.
 +     
 +     Interrelationships more complex than those that are 
 +illustrated in Fig. 1 are possible.
 + 
 +     The possibility of stimulating interactions between 
 +different state-specific sciences is very real.  Creative 
 +break-throughs in NCS have frequently been made by scientists 
 +temporarily going into an ASC (13).  In such instances, the  
 +scientists concerned saw quite different views of their problems 
 +and performed different kinds of reasoning, conscious or 
 +nonconsciousness, which led to results that could be tested 
 +within their NCS.
 + 
 +     A current example of such interaction is the finding that in 
 +Zen meditation (a highly developed discipline in Japan) there are 
 +physiological correlates of meditative experiences, such as 
 +decreased frequency of alpha-rhythm, which can also be produced 
 +by means of instrumentally aided feedback-learning techniques 
 +(14).  This finding might elucidate some of the processes 
 +peculiar to each discipline.   
 + 
 + 
 +Differences
 + 
 +     A widespread and misleading assumption that hinders the 
 +development of state-specific sciences and confuses their 
 +interrelationships is the assumption that because two people are 
 +normal (not certified insane), their ordinary SoC's are 
 +essentially the same.  In reality I suspect that there are 
 +enormous differences between the SoC's of some normal people.  
 +Because societies train people to behave and communicate along 
 +socially approved lines, these differences are covered up.
 + 
 +     For example, some people think in images, others in words.  
 +Some can voluntarily anesthetize parts of their body, most 
 +cannot.  Some recall past events by imaging the scene and looking 
 +at the relevant details; others use complex verbal processes with 
 +no images.
 + 
 +     This means that person A may be able to observe certain 
 +kinds of experiential data that person B cannot experience in his 
 +ordinary SoC, no matter how hard B tries.  There may be several 
 +consequences.  Person B may think that A is insane, too 
 +imaginative, or a liar, or he may feel inferior to  A.  Person A 
 +may also feel himself odd, if he takes B as a standard of 
 +normality.
 + 
 +     In some cases, B may be able to enter an ASC and there 
 +experience the sorts of things that A has reported to him.  A 
 +realm of knowledge that is ordinary for A is then specific for an 
 +ASC for B.  Similarly, some of the experiences of B in his ASC 
 +may not be available for direct observation by A in his ordinary 
 +SoC.
 + 
 +     The phenomenon of synesthesia can again serve as an example.  
 +Some individuals possess this ability in their ordinary SoC, most 
 +do not.  Yet 56 percent of a sample of experienced marijuana 
 +users experienced synesthesia at least occasionally (3) while in 
 +the drug-induced ASC.
 + 
 +     Thus we may conceive of bits of knowledge that are specific 
 +for an ASC for one individual, part of ordinary consciousness for 
 +another.  Arguments over the usefulness of the concept of states 
 +of consciousness may reflect differences in the structure of the 
 +ordinary SoC of various investigators.
 + 
 +     Another important source of individual differences, little 
 +understood at present, is the degree to which an individual may 
 +first make a particular observation or form a concept in one SoC 
 +and then be able to reexperience or comprehend it in another SoC.  
 +That is, many items of information which were state-specific when 
 +observed initially may be learned and somehow transferred (fully 
 +or partially) to another SoC.  Differences across individuals, 
 +various combinations of SoC's, and types of experience will 
 +probably be enormous.
 + 
 +     I have only outlined the complexities created by individual 
 +differences in normal SoC's and have used the normal SoC as a 
 +baseline for comparison with ASC's; but it is evident that every 
 +SoC must eventually be compared against every other SoC.
 + 
 + 
 +Problems, Pitfalls, and Personal Perils
 + 
 +     If we use the practical experience of Western man with ASC'
 +as a guide, the development of state-specific sciences will be 
 +beset by a number of difficulties.  These difficulties will be of 
 +two kinds: general methodological problems stemming from the 
 +inherent nature of some ASC's; and those concerned with personal 
 +perils to the investigator.  I shall discuss state-related 
 +problems first.
 + 
 +     The first important problem in the proposed development of 
 +state-specific sciences is the obvious perception of truth.  In 
 +many ASC's, one's experience is that one is obviously perception 
 +of truth.  In many ASC's, one's experience is that one is 
 +obviously and lucidly experiencing truth directly, without 
 +question.  An immediate result of this may be an extinction of 
 +the desire for further questioning.  Further, this experience of 
 +obvious truth, while not necessarily preventing the individual 
 +investigator from further examining his data, may not arouse his 
 +desire for consensual validation.  Since one of the greatest 
 +strengths of science is its insistence on consensual validation 
 +of basic data, this can be a serious drawback.  Investigators 
 +attempting to develop state-specific sciences will have to learn 
 +to distrust the obvious.
 + 
 +     A second major problem in developing state-specific sciences 
 +is that in some ASC's one's abilities to visualize and imagine 
 +are immensely enhanced, so that whatever one imagines seems 
 +perfectly real.  Thus one can imagine that something is being 
 +observed and experience it as datum.  If one can essentially 
 +conjure up anything one wishes, how can we ever get at truth?
 +     One way of looking at this problem is to consider any such 
 +vivid imaginings as potential effects: they are data, in the 
 +sense that what can be vividly imagined in a given SoC is 
 +important to know.  It may not be the case that anything can be 
 +imagined with equal facility, and the relationships between what 
 +can be imagined may show a lawful pattern.
 + 
 +     More generally, the way to approach this problem is to 
 +realize  that it is not unique to ASC's.  One can have all sorts 
 +of illusions, and misperceptions in our ordinary SoC.  Before the 
 +rise of modern physical world that could not be directly refuted.  
 +The same techniques that eliminated these illusions in the 
 +physical sciences will also eliminate them in state-specific 
 +sciences dealing with nonphysical data-that is, all observations 
 +will have to be subjected to consensual validation and all their 
 +theoretical consequences will have to be examined.  Insofar as 
 +experiences are purely arbitrary imaginings, those that do not 
 +show consistent patterns and cannot be replicated will be 
 +distinguished from those phenomena which do show general 
 +lawfulness.
 + 
 +     The effects of this enhanced vividness of imagination in 
 +some ASC's will be complicated further by two other important 
 +problems, namely, experimenter bias (8, 9), and the fact that one 
 +person's illusion in a given ASC can sometimes be communicated to 
 +another person in the same ASC so that a kind of false consensual 
 +validation results.  Again, the only long-term solution to this 
 +would be the  requirement that predictions based on concepts 
 +arising from various experiences be verified experientially.
 + 
 +     A third major problem is that state-specific sciences 
 +probably cannot be developed for all ASC's: some ASC's may depend 
 +on or result from genuine deterioration of observational and 
 +reasoning abilities, or a deterioration of volition.  Those SoC'
 +for which state-specific sciences might well be developed will be 
 +discussed later, but it should be made clear that the development 
 +of each science should result from trial and error, and not from 
 +a priori decisions based on reasoning in our ordinary SoC's.
 + 
 +     A fourth major problem is that of ineffability.  Some 
 +experiences are ineffable in the sense that: (i) a person may 
 +experience them, but be unable to express or conceptualize them 
 +adequately to himself; (ii) while a person may be able to 
 +conceptualize an experience to himself he may not be able to 
 +communicate it adequately to anyone else.  Certain phenomena of 
 +the first type may simply be inaccessible to scientific 
 +investigation.  Phenomena of the second type may be accessible to 
 +scientific investigation only insofar as we are willing to 
 +recognize that a science, in the sense of following most of the 
 +basic rules, may exist only for a single person.  Insofar as such 
 +a solitary science would lack all the advantages gained by 
 +consensual validation, we could not expect it to have as much 
 +power and rigor as conventional scientific endeavor.
 + 
 +     Many phenomena which are now considered ineffable may not be 
 +so in reality.  This may be a matter of our general lack of 
 +experience with ASC's and the lack of an adequate language for 
 +communicating about ASC phenomena.  In most well-developed 
 +languages the major part of the vocabulary was developed 
 +primarily in adaptation to survival in the physical world.
 + 
 +     Finally, we should recognize the possibility that various 
 +phenomena of ASC's may be too complex for human beings to 
 +understand.  The phenomena may depend on or be affected by so 
 +many variables that we shall never understand them.  In the 
 +history of science, however, many phenomena which appeared too 
 +complex at first were eventually comprehensible.
 + 
 + 
 +Perils
 + 
 +     The personal perils that an investigator will face in 
 +attempting to develop a state-specific science are of two kinds, 
 +those associated with reactions colloquially called a bad trip 
 +and a good trip, respectively.
 + 
 +     Bad trips, in which an extremely unpleasant, emotional 
 +reaction is experienced in an ASC, and in which there are 
 +possible long-term adverse consequences on a person's personal 
 +adjustment, often stem from the fact that our upbringing has not 
 +prepared us to undergo radical alterations in our ordinary SoCs.  
 +We are dependent on stability, we fear the unknown, and we 
 +develop personal rigidities and various kinds of personal and 
 +social taboos.  It is traditional in our society to consider 
 +ASC's as signs of insanity; ASC's therefore cause great fears in 
 +those who experience them.
 + 
 +     In many ASC's, defenses against unacceptable personal 
 +impulses may become partially or wholly ineffective, so the 
 +person feels flooded with traumatic material that he cannot 
 +handle.  All these things result in fear and avoidance of ASC's, 
 +and make it difficult or impossible for some individuals to 
 +function in an ASC in a way that is consistent with the 
 +development of a state-specific science.  Maslow (15) has 
 +discussed these as pathologies of cognition that seriously 
 +interfere with the scientific enterprise in general, as well as 
 +ordinary life.  In principle, adequate selection and training 
 +could minimize these hazards for at least some people.
 + 
 +     Good trips may also endanger an investigator.  A trip may 
 +produce experiences that are so rewarding that they interfere 
 +with the scientific activity of the investigator.  The perception 
 +of obvious truth, and its effect of eliminating the need for 
 +further investigation or consensual validation have already been 
 +mentioned.  Another peril comes from the ability to imagine or 
 +create vivid experiences.  They may be so highly rewarding that 
 +the investigator does not follow the rule of investigating the 
 +obvious regardless of his personal satisfaction with results.  
 +Similarly, his attachment to good feelings, ecstasy, and the 
 +like, and his refusal to consider alternative conceptualizations 
 +of these, can seriously stifle the progress of investigation.
 + 
 +     These personal perils again emphasizes necessity of 
 +developing adequate training programs for scientists who wish to 
 +develop state-specific sciences.  Although it is difficult to 
 +envision such a training is contrary to what would be needed to 
 +develop a state-specific science, because it tends to produce 
 +rigidity and avoidance of personal involvement with subject 
 +matter, rather than open-mindedness and flexibility.  Much of the 
 +training program would have to be devoted to the scientist'
 +understanding of himself so that the (unconscious) effects of his 
 +personal biases will be minimized during his investigations of an 
 +ASC.
 + 
 +     Many of us know that there have been cases where scientists, 
 +after becoming personally involved with ASC's, have subsequently 
 +become very poor scientists or have experienced personal 
 +psychological crises.  It would be premature, however, to 
 +conclude that such unfortunate consequences cannot be avoided by 
 +proper training and discipline.  In the early history of the 
 +physical sciences we had many fanatics who were nonobjective 
 +about their investigations.  Not all experiencers of various 
 +ASC's develop pathology as a result: indeed, many seem to become 
 +considerably more mature.  Only from actual attempts to develop 
 +state-specific sciences will we be able to determine the actual 
 +SoC's that are suitable for development, and the kinds of people 
 +that are best suited to such work (16).
 +     
 + 
 +Prospects
 + 
 +     I believe that an examination of human history and our 
 +current situation provides the strongest argument for the 
 +necessity of developing state-specific sciences.  Throughout 
 +history man has been influenced by the spiritual and mystical 
 +factors that are expressed (usually in watered-down form) in the 
 +religions that attract the masses of people.  Spiritual and 
 +mystical experiences are primary phenomena of various ASC's: 
 +because of such experiences, untold numbers of both the noblest 
 +and most horrible acts of which people are capable have been 
 +committed.  Yet in all the time that Western sciences has 
 +existed, no concerted attempt has been made to understand these 
 +ASC phenomena in scientific terms.
 + 
 +     It was the hope of many people that religions were simply a 
 +form of superstition that would be left behind in our "rational" 
 +age.  Not only has this hope failed, but our own understanding of 
 +the nature of reasoning now makes it clear that it can never be 
 +fulfilled.  Reason is a tool, and a tool that is wielded in the 
 +service of assumptions, beliefs, and needs which are not 
 +themselves subject to reason.  The irrational, or, better yet, 
 +the a-rational, will not disappear from the human situation.  Our 
 +immense success in the development of the physical sciences has 
 +not been particularly successful in formulating better 
 +philosophies of life, or increasing our real knowledge of 
 +ourselves.  The sciences we have developed to date 
 + 
 +     not very human sciences.  They tell us how to do things, but 
 +give us not scientific insights on questions of what to do, what 
 +not to do, or why to do things.
 + 
 +     The youth of today and mature scientists in increasing 
 +numbers are turning to meditation, oriental religions, and 
 +personal use of psychedelic drugs.  The phenomena encountered in 
 +these ASC;s provide more satisfaction and are more relevant to 
 +the formulation of philosophies of life and deciding upon 
 +appropriate ways of living, than "pure reason" (17).  My own 
 +impressions are that very large numbers of scientists are now 
 +personally exploring ASC's, but few have begun to connect this 
 +personal exploration with their scientific activities.
 + 
 +     It is difficult to predict what the chances are of 
 +developing state-specific sciences.  Our knowledge is till too 
 +diffuse and dependent on our normal SoC's.  Yet I think it is 
 +probable that state-specific sciences can be developed for such 
 +SoC's as auto-hypnosis, meditative states, lucid dreaming, 
 +marijuana intoxication, LSD intoxication, self-remembering, 
 +reverie, and biofeedback-induced states (18).  In all of these 
 +SoC's, volition seems to be retained, so that the observer can 
 +indeed carry out experiments on himself or others or both.  Some 
 +SoC's, in which the volition to experiment during the state may 
 +disappear, but in which some experimentation can be carried out 
 +if special conditions are prepared before the state is entered, 
 +might be alcohol intoxication, ordinary dreaming, hypnagogic and 
 +hypnagogic and hypnagogic states, and high dreams (18).  It is 
 +not clear whether other ASC;s would be suitable for developing 
 +state-specific sciences or whether mental deterioration would be 
 +too great.  Such questions will only be answered by experiment.
 + 
 +     I have nothing against religious and mystical groups.  Yet I 
 +suspect that the vast majority of them have developed compelling 
 +belief systems rather than state-specific sciences.  Will 
 +scientific method be extended to the development of 
 +state-specific sciences so as to improve our human situation?  Or 
 +will the immense power of ASC's be left in the hands of many 
 +cults and sects?  I hope that the development of state-specific 
 +sciences will be our goal.
 + 
 + 
 +References and Notes
 + 
 +1. T. Blackburn, Science 172, 1003 (1971).
 +2. Newsweek, 25 January 197 I, p. 52.
 +3. An attempt to describe the phenomena of marijuana intoxication 
 +in terms that make sense to the user, as well as the investigator, has 
 +been presented elsewhere. See C  Tart, On Being Stoned: A Psychological 
 +Study of Marijuana Intoxication (Science & Behavior Books, Palo 
 +Alto, 1971).
 +4. C. Naranjo and R. Ornstein On the Psychology of Meditation 
 +(Viking, New York, 1971).
 +5. Note that an SoC is defined by the stable parameters of the 
 +pattern that constitute it, not by the particular technique of inducing
 +that pattern, for some ASC's can be induced by a variety of induction 
 +methods. By analogy, to understand the altered computer program you 
 +must study what it does, not study the programmer who originally set it up.
 +6. T. Kuhn, The Structure of Scientific Revolutions (Univ. of 
 +Chicago Press, Chicago, 1962).
 +7. Note that states of confusion and impaired functioning are  
 +certainly  aspects of some drug-induced SoC's, but are not of primary
 +interest here.
 +8. R. Rosenthal, Experimenter Effects in Behavioral  Research  
 +(Appleton-Century.Crofts, New York, 1966).
 +9. M. Orne, Amer. Psychologist. 17, 776 (1962).
 +10. A state-specific scientist might find his own work somewhat 
 +incomprehensible  when  he was not in that SoC because of the phe-
 +nomenon of state-specific  memory-that is, not enough of his work 
 +would transfer to his ordinary  SOC  to  make  it  comprehensible,
 +even  though it  would  make  perfect sense when he was again in the 
 +ASC in which he did his scientific work.
 +11. "Ordinary consciousness  science"  is  not  a good example of 
 +a "pure" state-specific science because many important discoveries have
 +occurred  during  ASC's,  such  as  reverie, dreaming, and meditative-like 
 +states.
 +12. N. Bohr, in Essays, 1958-1962, on Atomic Physics and Human 
 +Knowledge (Wiley, New York, 1963).
 +13.    B. Ghiselin,  The Creative Process (New American Library, New York, 
 +1952).
 +14. E. Green, A. Green, E. Walters, J. Transpersonal Psychology. 2, 
 +1 (1970).
 +15. A. Maslow, The Psychology of Science: A Reconnaissance (Harper 
 +& Row, New York 1966).
 +16. The  ASC' resulting from  very  dangerous drugs (heroin, for 
 +example) may be scientifically interesting, but the risk may be too
 +high to warrant our developing state-specific sciences for them. The 
 +personal and social issues involved in evaluating this  kind  of
 +risk are beyond the scope of this article.
 +17. J. Needleman, The New Religions (Doubleday, New York, 1970).
 +18. C. Tart, Altered States of Consciousness: A Book of Readings 
 +(Wiley, New York, 1969).
 + 
 +
 +
  • state_specific_science.txt
  • Last modified: 2012-08-14 13:49
  • by nik