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--Charles Tart | --Charles Tart | ||
+ | |||
+ | ====States of Consciousness and State-Specific Sciences==== | ||
+ | |||
+ | [This paper was originally published in Science, 1972, Vol. 176, | ||
+ | 1203-1210. (c) 1972 by The American Association for the Advancement of Science.] | ||
+ | |||
+ | * https:// | ||
+ | * DOI: 10.1126/ | ||
+ | |||
+ | | ||
+ | young people are " | ||
+ | proposed that we recognize the validity of a more | ||
+ | sensuous-intuitive approach to nature, treating it as | ||
+ | complementary to the classical intellectual approach. | ||
+ | |||
+ | I have seen the same rejection of science by many of the | ||
+ | brightest students in California, and the problem is indeed | ||
+ | serious. | ||
+ | more fundamental source of alienation is the widespread | ||
+ | experience of altered states of consciousness (ASC' | ||
+ | young, coupled with the almost total rejection of the knowledge | ||
+ | gained during the experiencing of ASC's by the scientific | ||
+ | establishment. | ||
+ | he says: " | ||
+ | the disciplines, | ||
+ | religions" | ||
+ | |||
+ | To illustrate, a recent Gallup poll (2) indicated that | ||
+ | approximately half of the American college students have tried | ||
+ | marijuana, and a large number of them use it fairly regularly. | ||
+ | They do this at the risk of having their careers ruined and going | ||
+ | to jail for several years. | ||
+ | nature of marijuana intoxication tells us that the primary | ||
+ | effects are a slight increase in heart rate, reddening of the | ||
+ | eyes, some difficulty with memory, and small decrements in | ||
+ | performance on complex psychomotor tests. | ||
+ | |||
+ | Would you risk going to jail to experience these? | ||
+ | |||
+ | A young marijuana smoker who hears a scientist or physician | ||
+ | talk about these findings as the basic nature of marijuana | ||
+ | intoxication will simply sneer and have his antiscientific | ||
+ | attitude further reinforced. | ||
+ | scientist has no real understanding of what marijuana | ||
+ | intoxication is all about (3). | ||
+ | |||
+ | More formally, an increasingly significant number of people | ||
+ | are experimenting with ASC's in themselves, and finding the | ||
+ | experiences thus gained of extreme importance in their philosophy | ||
+ | and style of life. The conflict between experiences in these | ||
+ | ASC's and the attitudes and intellectual-emotional systems that | ||
+ | have evolved in our ordinary state of consciousness (SoC) is a | ||
+ | major factor behind the increased alienation of many people from | ||
+ | conventional science. | ||
+ | other " | ||
+ | transcendence, | ||
+ | are simply not treated adequately in conventional scientific | ||
+ | approaches. | ||
+ | down more on psychedelic drugs, for immense numbers of people now | ||
+ | practice various non-drug techniques for producing ASC's such as | ||
+ | meditation (4) and yoga. | ||
+ | |||
+ | The purpose of this article is to show that it is possible | ||
+ | to investigate and work with the important phenomena of ASC's in | ||
+ | a manner which is perfectly compatible with the essence of | ||
+ | scientific method. | ||
+ | necessary. | ||
+ | |||
+ | |||
+ | States of Consciousness | ||
+ | |||
+ | An ASC may be defined for the purposes of this article as a | ||
+ | qualitative alteration in the overall pattern of mental | ||
+ | functioning, | ||
+ | radically different from the way it functions ordinarily. | ||
+ | is thus defined not in terms of any particular content of | ||
+ | consciousness, | ||
+ | in terms of the overall patterning of psychological functioning. | ||
+ | |||
+ | An analogy with computer functioning can clarify this | ||
+ | definition. | ||
+ | subroutines. | ||
+ | sorts of input data may be handled in quite different ways; we | ||
+ | will be able to predict very little from our knowledge of the old | ||
+ | program about the effects of varying the input, even though old | ||
+ | and new programs have some subroutines in common. | ||
+ | program with its in-put-output interactions must be studied in | ||
+ | and of itself. | ||
+ | program of a computer. | ||
+ | |||
+ | The ASC's experienced by almost all ordinary people are | ||
+ | dreaming states and the hypnagogic and hypnopompic states, the | ||
+ | transitional states between sleeping and waking. | ||
+ | people experience another ASC, alcohol intoxication. | ||
+ | |||
+ | The relatively new (to our culture) ASC's that are now | ||
+ | having such an impact are those produced by marijuana, more | ||
+ | powerful psychedelic drugs such as LSD, meditative states, | ||
+ | so-called possession states, and auto-hypnotic states (5). | ||
+ | |||
+ | |||
+ | States of Consciousness and Paradigms | ||
+ | |||
+ | It is useful to compare this concept of an SoC, a | ||
+ | qualitatively distinct organization of the patterning of mental | ||
+ | functioning, | ||
+ | paradigm is an intellectual achievement that underlies normal | ||
+ | science and attracts and guides the work of an enduring number of | ||
+ | adherents in their scientific activity. | ||
+ | theory," | ||
+ | organization of most or all of the major known phenomena of its | ||
+ | field. | ||
+ | important problems to be solved within that framework. | ||
+ | of important paradigms in the history of science have been | ||
+ | Copernican astronomy and Newtonian dynamics. | ||
+ | |||
+ | | ||
+ | change which, in principle, ordinary scientific theories do not | ||
+ | undergo. | ||
+ | further questioning and testing as it is extended. | ||
+ | becomes an implicit framework for most scientists working within | ||
+ | it; it is the natural way of looking at things and doing things. | ||
+ | It does not seriously occur to the adherents of a paradigm to | ||
+ | question it any more (we may ignore, for the moment, the | ||
+ | occurrence of scientific revolutions). | ||
+ | to as laws: people talk of the law of gravity, not the theory of | ||
+ | gravity, for example. | ||
+ | |||
+ | A paradigm serves to concentrate the attention of a | ||
+ | researcher on sensible problem areas and to prevent him from | ||
+ | wasting his time on what might be trivia. | ||
+ | implicitly defining some lines of research as trivial or | ||
+ | nonsensical, | ||
+ | this blinding function as a key factor in the lack of effective | ||
+ | communications during paradigm clashes. | ||
+ | |||
+ | The concept of a paradigm and of an SoC are quite similar. | ||
+ | Both constitute complex, interlocking sets of rules and theories | ||
+ | that enable a person to interact with and interpret experiences | ||
+ | within an environment. | ||
+ | implicit. | ||
+ | hypotheses; | ||
+ | is doing the obvious or natural thing. | ||
+ | |||
+ | |||
+ | Paradigm Clash between " | ||
+ | |||
+ | Human beings become emotionally attached to the things which | ||
+ | give them pleasure, and a scientist making important progress | ||
+ | within a particular paradigm becomes emotionally attached to it. | ||
+ | When data which make no sense in terms of the (implicit) paradigm | ||
+ | are brought to our attention, the usual result is not a | ||
+ | reevaluation of the paradigm, but a rejection or misperception of | ||
+ | the data. This rejection seems rational to others sharing that | ||
+ | paradigm and irrational or rationalizing to others committed to a | ||
+ | different paradigm. | ||
+ | |||
+ | The conflict now existing between those who have experienced | ||
+ | certain ASC's (whose ranks include many young scientists) and | ||
+ | those who have not is very much a paradigmatic conflict. | ||
+ | example, a subject take LSD, and tells his investigator that " | ||
+ | and I, we are all one, there are no separate selves." | ||
+ | investigator reports that his subject showed a " | ||
+ | identity and distorted thinking process." | ||
+ | reporting what is obvious to him, the investigator is reporting | ||
+ | what is obvious to him. The investigator' | ||
+ | based on his scientific training, his cultural background, and | ||
+ | his normal SoC, indicates that a literal interpretation of the | ||
+ | subject' | ||
+ | interpreted as mental dysfunction on the part of the subject. | ||
+ | The subject, his paradigms radically changed for the moment by | ||
+ | being in an ASC, not only reports what is obviously true to him, | ||
+ | but perceives the investigator as showing mental dysfunction, | ||
+ | virtue of being incapable of perceiving the obvious! | ||
+ | |||
+ | | ||
+ | bitter emotional antagonisms, | ||
+ | opponent. | ||
+ | respectable psychiatrist, | ||
+ | psychotimimetic" | ||
+ | crazy meditation process, carries out research to show that drug | ||
+ | takers and those who practice meditation are escapists. | ||
+ | taker or meditator views the same investigator as narrow-minded, | ||
+ | prejudiced, and repressive, and as a result drops out of the | ||
+ | university. | ||
+ | nil. | ||
+ | |||
+ | Must the experiencers of ASC's continue to see the | ||
+ | scientists as concentrating on the irrelevant, and the scientists | ||
+ | see the experiencers as confused (7) or mentally ill? Or can | ||
+ | science deal adequately with the experiences of these people? | ||
+ | The thesis I shall now present in detail is that we can deal with | ||
+ | the important aspects of the ASC's using the essence of | ||
+ | scientific method, even though a variety of nonessentials, | ||
+ | unfortunately identified with current science, hinder such an | ||
+ | effort. | ||
+ | |||
+ | |||
+ | The Nature of Knowledge | ||
+ | |||
+ | | ||
+ | with knowledge. | ||
+ | experiential feeling of congruence between two different kinds of | ||
+ | experience, a matching. | ||
+ | as perceptions of the external world, of others, of oneself; the | ||
+ | second set may be regarded as a theory, a scheme, a system of | ||
+ | understanding. | ||
+ | immediately given in experience, although many refinements have | ||
+ | been worked out for judging degrees of congruence. | ||
+ | |||
+ | All knowledge then, is basically experiential knowledge. | ||
+ | Even my knowledge of the physical world can be reduced to this: | ||
+ | given certain sets of experiences, | ||
+ | attribute to the external world activating my sensory apparatus, | ||
+ | it may be possible for me to compare them with purely internal | ||
+ | experiences (memories, previous knowledge) and predict with a | ||
+ | high degree of reliability other kinds of experiences, | ||
+ | again attribute to the external world. | ||
+ | |||
+ | | ||
+ | with the physical world, it has been historically associated with | ||
+ | a philosophy of physicalism, | ||
+ | reducible to certain kinds of physical entities. | ||
+ | majority of phenomena of ASC's have no known physical | ||
+ | manifestations: | ||
+ | epiphenomena, | ||
+ | with knowledge, it need not restrict itself only to physical | ||
+ | kinds of knowledge. | ||
+ | |||
+ | |||
+ | The Essence of Scientific Method | ||
+ | |||
+ | I shall discuss the essence of scientific method, and show | ||
+ | that this essence is perfectly compatible with an enlarged study | ||
+ | of the important phenomena of ASC' | ||
+ | that state-specific sciences (SSS) be developed. | ||
+ | |||
+ | As satisfying as the feeling of knowing can be, we are often | ||
+ | wrong: | ||
+ | or has no generality. | ||
+ | often faulty, his observations are often incomplete or mistaken, | ||
+ | and that emotional and other nonconscious factors can seriously | ||
+ | distort both reasoning and observational processes. | ||
+ | on authorities, | ||
+ | for achieving truth. | ||
+ | seen as a determined effort to systematize the process of | ||
+ | acquiring knowledge in such a way as to minimize the various | ||
+ | pitfalls of observation and reasoning. | ||
+ | |||
+ | I shall discuss four basic rules of scientific method to | ||
+ | which an investigator is committed: | ||
+ | the public nature of observation; | ||
+ | logically; and (iv) the testing of theory by observable | ||
+ | consequences; | ||
+ | shall consider the wider application of each rule to ASC's and | ||
+ | indicate how unnecessary physicalistic restrictions may be | ||
+ | dropped. | ||
+ | accommodated in the development of SSS's that I propose. | ||
+ | |||
+ | |||
+ | Observation | ||
+ | |||
+ | The scientist is committed to observe as well as possible | ||
+ | the phenomena of interest and to search constantly for better | ||
+ | ways of making these observations. | ||
+ | commitments, | ||
+ | of reality and to ignore or observe with error certain other | ||
+ | parts of it. | ||
+ | |||
+ | Many of the most important phenomena of ASC's have been | ||
+ | observed poorly or not at all because of the physicalistic | ||
+ | labeling of them as epiphenomena, | ||
+ | " | ||
+ | Observations of internal processes are probably much more | ||
+ | difficult to make than those of external physical processes, | ||
+ | because of their inherently greater complexity. | ||
+ | science, however, is that we observe what there is to be observed | ||
+ | whether it is difficult or not. | ||
+ | |||
+ | We must consider one other problem of observation. | ||
+ | the traditional idols of science, the " | ||
+ | place in dealing with many internal phenomena of SoC' | ||
+ | are the observer' | ||
+ | things he observes. | ||
+ | characteristics of each individual observer in order to | ||
+ | compensate for them. | ||
+ | |||
+ | A recognition of the unreality of the detached observer in | ||
+ | the psychological sciences is becoming widespread, under the | ||
+ | topics of experimenter bias (8) and demand characteristics (9). | ||
+ | A similar recognition long ago occurred in physics when it was | ||
+ | realized that the observed was altered by the process of | ||
+ | observation at subatomic levels. | ||
+ | the observer is the experiencer of the ASC, this factor is of | ||
+ | paramount importance. | ||
+ | observer can also confound the process of consensual validation, | ||
+ | which I shall now consider. | ||
+ | |||
+ | |||
+ | Public Nature of Observation | ||
+ | |||
+ | | ||
+ | by any properly trained observer. | ||
+ | that led to the report of certain experiences must be described | ||
+ | in sufficient detail that others may duplicate them and | ||
+ | consequently have experiences which meet criteria of | ||
+ | identicality. | ||
+ | but not have the same experiences proves that the original | ||
+ | investigator gave an incorrect description of the conditions and | ||
+ | observations, | ||
+ | aspects of the conditions. | ||
+ | |||
+ | The physicalistic accretion to this rule of consensual | ||
+ | validation is that, physical data being the only " | ||
+ | internal phenomena must be reduced to physiological or behavioral | ||
+ | data to become reliable or they will be ignored entirely. | ||
+ | believe most physical observations to be much more readily | ||
+ | replicable by any trained observer because they are inherently | ||
+ | simpler phenomena than internal ones. In principle, however, | ||
+ | consensual validation of internal phenomena by a trained observer | ||
+ | is quite possible. | ||
+ | |||
+ | The emphasis on public observations in science has had a | ||
+ | misleading quality insofar as it implies that any intelligent man | ||
+ | can replicate a scientist' | ||
+ | true early in the history of science, but nowadays only the | ||
+ | trained observer can replicate many observations. | ||
+ | into a modern physicist' | ||
+ | observations. | ||
+ | experiments (physicists seem to talk about innumerable invisible | ||
+ | entities these days) would probably seem mystical to me, just as | ||
+ | many descriptions of internal states sound mystical to those with | ||
+ | a background in the physical sciences. | ||
+ | |||
+ | Given the high complexity of the phenomena associated with | ||
+ | ASC's, the need for replication by trained observers is | ||
+ | exceptionally important. | ||
+ | of intensive training to produce a scientist in any of our | ||
+ | conventional sciences, we should not be surprised that there has | ||
+ | been very little reliability of observations of untrained | ||
+ | observers of ASC phenomena. | ||
+ | |||
+ | | ||
+ | should be established, | ||
+ | would constitute adequate training. | ||
+ | determined after considerable trial and error. | ||
+ | recognize that very few people might complete the training | ||
+ | successfully. | ||
+ | characteristics to become physicists, and some probably do not | ||
+ | have the innate characteristics to become, say, scientific | ||
+ | investigators of meditative states. | ||
+ | |||
+ | | ||
+ | limited, | ||
+ | among those specially trained people that data become accepted as | ||
+ | a foundation for the development of a science. | ||
+ | cannot replicate the observations is of little relevance. | ||
+ | |||
+ | A second problem in consensual validation arises from a | ||
+ | phenomenon predicted by my concept of ASC's, but not yet | ||
+ | empirically investigated, | ||
+ | Given that an ASC is an overall qualitative and quantitative | ||
+ | shift in the complex functioning of consciousness, | ||
+ | there are new " | ||
+ | paradigm shift), it is quite reasonable to hypothesize that | ||
+ | communication may take a different pattern. | ||
+ | both of whom, we assume, are fluent in communicating with each | ||
+ | other in a given SoC, communication about some new observations | ||
+ | may seem adequate to them, or may be improved or deteriorated in | ||
+ | specific ways. To an outside observer, an observer in a | ||
+ | different SoC, the communication between these two observers may | ||
+ | seem " | ||
+ | |||
+ | | ||
+ | in ASC's have resulted in reports of deterioration of | ||
+ | communication abilities. | ||
+ | these investigators have not taken into account the fact that the | ||
+ | pattern of communication may have changed. | ||
+ | two people speaking in English, and they suddenly begin to | ||
+ | intersperse words and phrases in Polish, I, as an outside (that | ||
+ | is, a non-Polish speaking) observer, will note a gross | ||
+ | deterioration in communication. | ||
+ | between people in the same SoC and across SoC's must be | ||
+ | empirically determined. | ||
+ | |||
+ | Thus consensual validation my be restricted by the fact that | ||
+ | only observers in the same ASC are able to communicate adequately | ||
+ | with each other, and they may not be able to communicate | ||
+ | adequately to someone in a different SoC, say normal | ||
+ | consciousness (10). | ||
+ | |||
+ | |||
+ | Theorizing | ||
+ | |||
+ | A scientist may theorize about his observations as much as | ||
+ | he wishes to, but the theory he develops must consistently | ||
+ | account for all that he has observed, and should have a logical | ||
+ | structure that other scientists can comprehend (but not | ||
+ | necessarily accept). | ||
+ | |||
+ | The requirement to theorize logically and consistently with | ||
+ | the data is not as simple as it looks, however. | ||
+ | consists of a basic set of assumptions and a set of rules for | ||
+ | manipulating information, | ||
+ | assumptions, | ||
+ | different outcomes from the same data. A paradigm, too is | ||
+ | alogic: | ||
+ | these assumptions. | ||
+ | the nature of theory building may change radically. | ||
+ | person on SoC 2 might come to very different conclusions | ||
+ | the nature of the same events that he observed in SoC 1. An | ||
+ | investigator in SoC 1 may comment on the comprehensibility of the | ||
+ | second person' | ||
+ | but can say nothing about their inherent validity. | ||
+ | who could enter either SoC 1 or SoC 2, however, could pronounce | ||
+ | on the comprehensibility of the other' | ||
+ | of that theory to the rules and logic of SoC 2. Thus, scientists | ||
+ | trained in the same SoC may check on the logical validity of each | ||
+ | other' | ||
+ | state-specific logic underlying theorizing in various SoC's. | ||
+ | |||
+ | |||
+ | Observable Consequences | ||
+ | |||
+ | Any theory a scientist develops must have observable | ||
+ | consequences, | ||
+ | predictions that can be verified by observation. | ||
+ | verification is not possible, the theory must be considered | ||
+ | invalid, regardless of its elegance, logic, or other appeal. | ||
+ | |||
+ | | ||
+ | in terms of testable consequences that produce physical effects, | ||
+ | but this is misleading. | ||
+ | physical or nonphysical, | ||
+ | observer' | ||
+ | theory is that it predict that "When a certain experience | ||
+ | (observed condition) has occurred, another (predicted) kind of | ||
+ | experience will follow, under specified experiential conditions." | ||
+ | Thus a perfectly scientific theory may be based on data that have | ||
+ | no physical existence. | ||
+ | |||
+ | |||
+ | State-Specific Sciences | ||
+ | |||
+ | We tend to envision the practice of science like this: | ||
+ | centered around interest in some particular range of subject | ||
+ | matter, a small number of highly selected, talented, and | ||
+ | rigorously trained people spend considerable time making detailed | ||
+ | observations on the subject matter of interest. | ||
+ | not have special places (laboratories) or instruments or methods | ||
+ | to assist them in making finer observations. | ||
+ | another in a special language which they feel conveys precisely | ||
+ | the important facts of their field. | ||
+ | confirm and extend each other' | ||
+ | to the field. | ||
+ | elaborate systems. | ||
+ | observation. | ||
+ | commitment to the constant refinement of observation and | ||
+ | extension of theory. | ||
+ | incomprehensible to laymen. | ||
+ | |||
+ | This general description is equally applicable to a variety | ||
+ | of sciences, or areas that could become sciences, whether we | ||
+ | called such areas biology, physics, chemistry, psychology, | ||
+ | understanding of mystical states, or drug-induced enhancement of | ||
+ | cognitive processes. | ||
+ | different, but the basic scientific method running through all is | ||
+ | the same. | ||
+ | |||
+ | More formally, I now propose the creation of various | ||
+ | state-specific sciences. | ||
+ | would have a group of highly skilled, dedicated, and trained | ||
+ | practitioners able to achieve certain SoC's, and able to agree | ||
+ | with one another that they have attained a common state. | ||
+ | in that SoC, they might then investigate other areas of interest, | ||
+ | whether these be totally internal phenomena of that given state, | ||
+ | the interaction of that state with external, physical reality, or | ||
+ | people in other SoC' | ||
+ | |||
+ | The fact that the experimenter should be able to function | ||
+ | skillfully in the SoC itself for a state-specific science does | ||
+ | not necessarily mean that he would always be the subject. | ||
+ | he might often be the subject, observer, and experimenter | ||
+ | simultaneously, | ||
+ | data from experimental manipulations of other subjects in the | ||
+ | SoC, and either be in SoC himself at the time of data collection | ||
+ | or be in that SoC himself for data reduction the theorizing. | ||
+ | |||
+ | | ||
+ | scientist in a specific ASC would illustrate the nature of a | ||
+ | proposed state-specific science. | ||
+ | because no state-specific sciences have yet been established | ||
+ | (11). Also, any example that would make good sense to the | ||
+ | readers of this article (who are, presumably, all in a normal | ||
+ | SoC) would not really illustrate the uniqueness of a | ||
+ | state-specific science. | ||
+ | example of a problem that could be approached adequately from | ||
+ | both the ASC and normal SoC's, and thus it would be too easy to | ||
+ | see the entire problem in terms of accepted scientific procedures | ||
+ | for normal SoC's and miss the point about the necessity for | ||
+ | developing state-specific sciences. | ||
+ | |||
+ | |||
+ | State-Specific Sciences and Religion | ||
+ | |||
+ | Some aspects of organized religion appear to resemble | ||
+ | state-specific sciences. | ||
+ | believer to enter an ASC and then have religious experiences in | ||
+ | that ASC which are proof of his religious belief. | ||
+ | have had such experiences usually describe them as ineffable in | ||
+ | important ways--that is, as not fully comprehensible in an | ||
+ | ordinary SoC. Conversions at revivalistic meetings are the most | ||
+ | common example of religious experiences occurring in various | ||
+ | ASC's induced by an intensely emotional atmosphere. | ||
+ | |||
+ | In examining the esoteric training systems of some | ||
+ | religions, there seems to be even more resemblance between such | ||
+ | mystical ways and state-specific sciences, for here we often have | ||
+ | the picture of devoted specialists, | ||
+ | repeated experiencing of the ASC's in order to further religious | ||
+ | knowledge. | ||
+ | |||
+ | | ||
+ | simply religion in a new guise. | ||
+ | involve the kind of commitment to searching for truth that is | ||
+ | needed for developing a state-specific science, but practically | ||
+ | all the religions we know might be defined as state-specific | ||
+ | technologies, | ||
+ | The experiencers of ASC's in most religious contexts have already | ||
+ | been thoroughly indoctrinated in a particular belief system. | ||
+ | This belief system may then mold the content of the ASC's to | ||
+ | create specific experiences which reinforce or validate the | ||
+ | belief system. | ||
+ | |||
+ | The crucial distinction between a religion utilizing ASC' | ||
+ | and a state-specific science is the commitment of the scientist | ||
+ | to reexamine constantly his own belief system and to question the | ||
+ | obvious in spite of its intellectual or emotional appeal to him. | ||
+ | Investigators of ASC's would certainly encounter an immense | ||
+ | variety of phenomena labeled experience or mystical revelation | ||
+ | during the development of state-specific sciences, but they would | ||
+ | have to remain committed to examining these phenomena more | ||
+ | carefully, sharing their observations and techniques with | ||
+ | colleagues, and subjecting the beliefs (hypotheses, | ||
+ | that result from such experiences to the requirement of leading | ||
+ | to testable predictions. | ||
+ | the immense emotional power of mystical experiences, | ||
+ | be a difficult task, but it is one that will have to be | ||
+ | undertaken by disciplined investigators if we are to understand | ||
+ | various ASC's. | ||
+ | |||
+ | |||
+ | Relationship between State-Specific Sciences | ||
+ | |||
+ | Any state-specific science may be considered as consisting | ||
+ | of two parts, observations and theorizations. | ||
+ | are what can be experienced relatively directly; the theories are | ||
+ | the inferences about what sort of non-observable factors account | ||
+ | for the observations. | ||
+ | (seeing colors as a result of hearing sounds) is a theoretical | ||
+ | proposition for me in my ordinary SoC: I do not experience it, | ||
+ | and can only generate theories about what other people report | ||
+ | about it. If I were under the influence of a psychedelic drug | ||
+ | such as LSD or marijuana (3), I could probably experience | ||
+ | synesthesia directly, and my descriptions of the experience would | ||
+ | become data. | ||
+ | |||
+ | Fig. 1 demonstrates some possible relationships between three | ||
+ | state-specific sciences. | ||
+ | considerable overlap. | ||
+ | |||
+ | | ||
+ | | ||
+ | | |:::::::::::: | ||
+ | | |:::::::::::: | ||
+ | | T1 |:::: O1 ::::| | ||
+ | | |:::::::::::: | ||
+ | | |:::::::::::: | ||
+ | | |:::::::::::: | ||
+ | __________________|____________|____________| | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | |||
+ | STATE-SPECIFIC SCIENCE 3 | ||
+ | _________________________ | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | | ||
+ | |||
+ | [Apologies for the crudeness of this Wen diagram, the circles in the | ||
+ | original look much better than these ASCII approximations] | ||
+ | |||
+ | Legend for Figure 1: Possible relationships between three state-specific | ||
+ | sciences. | ||
+ | observation in both sciences. | ||
+ | inferences about subject matter overlapping the two sciences. | ||
+ | contrast, in area O1-T2, the theoretical propositions of state-specific | ||
+ | science number 2 are matters of direct observation for the scientist | ||
+ | in state of consciousness number 1, and visa-versa for area T1-O2. | ||
+ | State-specific science number 3 consists of a body of observation and | ||
+ | theory exclusive to that science. | ||
+ | |||
+ | |||
+ | The area labeled O1O2 permits direct observation in both | ||
+ | sciences. | ||
+ | subject matter from the two perspectives. | ||
+ | contrast, the theoretical propositions of state-specific science | ||
+ | number 2 are matters of direct observation for the scientist in | ||
+ | SoC number 1, and vice versa for the area T1O2. State-specific | ||
+ | science number 3 consists of a body of observation and theory | ||
+ | exclusive to that science and has no overlap with the other two | ||
+ | sciences: | ||
+ | |||
+ | It would be naively reductionistic to say that the work in | ||
+ | one state-specific science validates or invalidates the work in a | ||
+ | second state-specific science; I prefer to say that two different | ||
+ | state-specific sciences, where they overlap, provide quite | ||
+ | different points of view with respect to certain kinds of | ||
+ | theories and data, and thus complement (12) each other. | ||
+ | proposed creation of state-specific sciences neither validates | ||
+ | nor invalidates the activities of normal consciousness sciences | ||
+ | (NCS). | ||
+ | sciences means only that certain kinds of phenomena may be | ||
+ | handled more adequately | ||
+ | |||
+ | | ||
+ | illustrated in Fig. 1 are possible. | ||
+ | |||
+ | The possibility of stimulating interactions between | ||
+ | different state-specific sciences is very real. Creative | ||
+ | break-throughs in NCS have frequently been made by scientists | ||
+ | temporarily going into an ASC (13). In such instances, the | ||
+ | scientists concerned saw quite different views of their problems | ||
+ | and performed different kinds of reasoning, conscious or | ||
+ | nonconsciousness, | ||
+ | within their NCS. | ||
+ | |||
+ | A current example of such interaction is the finding that in | ||
+ | Zen meditation (a highly developed discipline in Japan) there are | ||
+ | physiological correlates of meditative experiences, | ||
+ | decreased frequency of alpha-rhythm, | ||
+ | by means of instrumentally aided feedback-learning techniques | ||
+ | (14). This finding might elucidate some of the processes | ||
+ | peculiar to each discipline. | ||
+ | |||
+ | |||
+ | Differences | ||
+ | |||
+ | A widespread and misleading assumption that hinders the | ||
+ | development of state-specific sciences and confuses their | ||
+ | interrelationships is the assumption that because two people are | ||
+ | normal (not certified insane), their ordinary SoC's are | ||
+ | essentially the same. In reality I suspect that there are | ||
+ | enormous differences between the SoC's of some normal people. | ||
+ | Because societies train people to behave and communicate along | ||
+ | socially approved lines, these differences are covered up. | ||
+ | |||
+ | For example, some people think in images, others in words. | ||
+ | Some can voluntarily anesthetize parts of their body, most | ||
+ | cannot. | ||
+ | at the relevant details; others use complex verbal processes with | ||
+ | no images. | ||
+ | |||
+ | This means that person A may be able to observe certain | ||
+ | kinds of experiential data that person B cannot experience in his | ||
+ | ordinary SoC, no matter how hard B tries. | ||
+ | consequences. | ||
+ | imaginative, | ||
+ | may also feel himself odd, if he takes B as a standard of | ||
+ | normality. | ||
+ | |||
+ | In some cases, B may be able to enter an ASC and there | ||
+ | experience the sorts of things that A has reported to him. A | ||
+ | realm of knowledge that is ordinary for A is then specific for an | ||
+ | ASC for B. Similarly, some of the experiences of B in his ASC | ||
+ | may not be available for direct observation by A in his ordinary | ||
+ | SoC. | ||
+ | |||
+ | The phenomenon of synesthesia can again serve as an example. | ||
+ | Some individuals possess this ability in their ordinary SoC, most | ||
+ | do not. Yet 56 percent of a sample of experienced marijuana | ||
+ | users experienced synesthesia at least occasionally (3) while in | ||
+ | the drug-induced ASC. | ||
+ | |||
+ | Thus we may conceive of bits of knowledge that are specific | ||
+ | for an ASC for one individual, part of ordinary consciousness for | ||
+ | another. | ||
+ | of consciousness may reflect differences in the structure of the | ||
+ | ordinary SoC of various investigators. | ||
+ | |||
+ | | ||
+ | understood at present, is the degree to which an individual may | ||
+ | first make a particular observation or form a concept in one SoC | ||
+ | and then be able to reexperience or comprehend it in another SoC. | ||
+ | That is, many items of information which were state-specific when | ||
+ | observed initially may be learned and somehow transferred (fully | ||
+ | or partially) to another SoC. Differences across individuals, | ||
+ | various combinations of SoC's, and types of experience will | ||
+ | probably be enormous. | ||
+ | |||
+ | I have only outlined the complexities created by individual | ||
+ | differences in normal SoC's and have used the normal SoC as a | ||
+ | baseline for comparison with ASC's; but it is evident that every | ||
+ | SoC must eventually be compared against every other SoC. | ||
+ | |||
+ | |||
+ | Problems, Pitfalls, and Personal Perils | ||
+ | |||
+ | If we use the practical experience of Western man with ASC' | ||
+ | as a guide, the development of state-specific sciences will be | ||
+ | beset by a number of difficulties. | ||
+ | two kinds: general methodological problems stemming from the | ||
+ | inherent nature of some ASC's; and those concerned with personal | ||
+ | perils to the investigator. | ||
+ | problems first. | ||
+ | |||
+ | The first important problem in the proposed development of | ||
+ | state-specific sciences is the obvious perception of truth. | ||
+ | many ASC's, one's experience is that one is obviously perception | ||
+ | of truth. | ||
+ | obviously and lucidly experiencing truth directly, without | ||
+ | question. | ||
+ | the desire for further questioning. | ||
+ | obvious truth, while not necessarily preventing the individual | ||
+ | investigator from further examining his data, may not arouse his | ||
+ | desire for consensual validation. | ||
+ | strengths of science is its insistence on consensual validation | ||
+ | of basic data, this can be a serious drawback. | ||
+ | attempting to develop state-specific sciences will have to learn | ||
+ | to distrust the obvious. | ||
+ | |||
+ | A second major problem in developing state-specific sciences | ||
+ | is that in some ASC's one's abilities to visualize and imagine | ||
+ | are immensely enhanced, so that whatever one imagines seems | ||
+ | perfectly real. Thus one can imagine that something is being | ||
+ | observed and experience it as datum. | ||
+ | conjure up anything one wishes, how can we ever get at truth? | ||
+ | One way of looking at this problem is to consider any such | ||
+ | vivid imaginings as potential effects: they are data, in the | ||
+ | sense that what can be vividly imagined in a given SoC is | ||
+ | important to know. It may not be the case that anything can be | ||
+ | imagined with equal facility, and the relationships between what | ||
+ | can be imagined may show a lawful pattern. | ||
+ | |||
+ | More generally, the way to approach this problem is to | ||
+ | realize | ||
+ | of illusions, and misperceptions in our ordinary SoC. Before the | ||
+ | rise of modern physical world that could not be directly refuted. | ||
+ | The same techniques that eliminated these illusions in the | ||
+ | physical sciences will also eliminate them in state-specific | ||
+ | sciences dealing with nonphysical data-that is, all observations | ||
+ | will have to be subjected to consensual validation and all their | ||
+ | theoretical consequences will have to be examined. | ||
+ | experiences are purely arbitrary imaginings, those that do not | ||
+ | show consistent patterns and cannot be replicated will be | ||
+ | distinguished from those phenomena which do show general | ||
+ | lawfulness. | ||
+ | |||
+ | The effects of this enhanced vividness of imagination in | ||
+ | some ASC's will be complicated further by two other important | ||
+ | problems, namely, experimenter bias (8, 9), and the fact that one | ||
+ | person' | ||
+ | another person in the same ASC so that a kind of false consensual | ||
+ | validation results. | ||
+ | would be the requirement that predictions based on concepts | ||
+ | arising from various experiences be verified experientially. | ||
+ | |||
+ | A third major problem is that state-specific sciences | ||
+ | probably cannot be developed for all ASC's: some ASC's may depend | ||
+ | on or result from genuine deterioration of observational and | ||
+ | reasoning abilities, or a deterioration of volition. | ||
+ | for which state-specific sciences might well be developed will be | ||
+ | discussed later, but it should be made clear that the development | ||
+ | of each science should result from trial and error, and not from | ||
+ | a priori decisions based on reasoning in our ordinary SoC's. | ||
+ | |||
+ | A fourth major problem is that of ineffability. | ||
+ | experiences are ineffable in the sense that: (i) a person may | ||
+ | experience them, but be unable to express or conceptualize them | ||
+ | adequately to himself; (ii) while a person may be able to | ||
+ | conceptualize an experience to himself he may not be able to | ||
+ | communicate it adequately to anyone else. Certain phenomena of | ||
+ | the first type may simply be inaccessible to scientific | ||
+ | investigation. | ||
+ | scientific investigation only insofar as we are willing to | ||
+ | recognize that a science, in the sense of following most of the | ||
+ | basic rules, may exist only for a single person. | ||
+ | a solitary science would lack all the advantages gained by | ||
+ | consensual validation, we could not expect it to have as much | ||
+ | power and rigor as conventional scientific endeavor. | ||
+ | |||
+ | Many phenomena which are now considered ineffable may not be | ||
+ | so in reality. | ||
+ | experience with ASC's and the lack of an adequate language for | ||
+ | communicating about ASC phenomena. | ||
+ | languages the major part of the vocabulary was developed | ||
+ | primarily in adaptation to survival in the physical world. | ||
+ | |||
+ | | ||
+ | phenomena of ASC's may be too complex for human beings to | ||
+ | understand. | ||
+ | many variables that we shall never understand them. In the | ||
+ | history of science, however, many phenomena which appeared too | ||
+ | complex at first were eventually comprehensible. | ||
+ | |||
+ | |||
+ | Perils | ||
+ | |||
+ | The personal perils that an investigator will face in | ||
+ | attempting to develop a state-specific science are of two kinds, | ||
+ | those associated with reactions colloquially called a bad trip | ||
+ | and a good trip, respectively. | ||
+ | |||
+ | Bad trips, in which an extremely unpleasant, emotional | ||
+ | reaction is experienced in an ASC, and in which there are | ||
+ | possible long-term adverse consequences on a person' | ||
+ | adjustment, often stem from the fact that our upbringing has not | ||
+ | prepared us to undergo radical alterations in our ordinary SoCs. | ||
+ | We are dependent on stability, we fear the unknown, and we | ||
+ | develop personal rigidities and various kinds of personal and | ||
+ | social taboos. | ||
+ | ASC's as signs of insanity; ASC's therefore cause great fears in | ||
+ | those who experience them. | ||
+ | |||
+ | In many ASC's, defenses against unacceptable personal | ||
+ | impulses may become partially or wholly ineffective, | ||
+ | person feels flooded with traumatic material that he cannot | ||
+ | handle. | ||
+ | and make it difficult or impossible for some individuals to | ||
+ | function in an ASC in a way that is consistent with the | ||
+ | development of a state-specific science. | ||
+ | discussed these as pathologies of cognition that seriously | ||
+ | interfere with the scientific enterprise in general, as well as | ||
+ | ordinary life. In principle, adequate selection and training | ||
+ | could minimize these hazards for at least some people. | ||
+ | |||
+ | Good trips may also endanger an investigator. | ||
+ | produce experiences that are so rewarding that they interfere | ||
+ | with the scientific activity of the investigator. | ||
+ | of obvious truth, and its effect of eliminating the need for | ||
+ | further investigation or consensual validation have already been | ||
+ | mentioned. | ||
+ | create vivid experiences. | ||
+ | the investigator does not follow the rule of investigating the | ||
+ | obvious regardless of his personal satisfaction with results. | ||
+ | Similarly, his attachment to good feelings, ecstasy, and the | ||
+ | like, and his refusal to consider alternative conceptualizations | ||
+ | of these, can seriously stifle the progress of investigation. | ||
+ | |||
+ | These personal perils again emphasizes necessity of | ||
+ | developing adequate training programs for scientists who wish to | ||
+ | develop state-specific sciences. | ||
+ | envision such a training is contrary to what would be needed to | ||
+ | develop a state-specific science, because it tends to produce | ||
+ | rigidity and avoidance of personal involvement with subject | ||
+ | matter, rather than open-mindedness and flexibility. | ||
+ | training program would have to be devoted to the scientist' | ||
+ | understanding of himself so that the (unconscious) effects of his | ||
+ | personal biases will be minimized during his investigations of an | ||
+ | ASC. | ||
+ | |||
+ | Many of us know that there have been cases where scientists, | ||
+ | after becoming personally involved with ASC's, have subsequently | ||
+ | become very poor scientists or have experienced personal | ||
+ | psychological crises. | ||
+ | conclude that such unfortunate consequences cannot be avoided by | ||
+ | proper training and discipline. | ||
+ | physical sciences we had many fanatics who were nonobjective | ||
+ | about their investigations. | ||
+ | ASC's develop pathology as a result: indeed, many seem to become | ||
+ | considerably more mature. | ||
+ | state-specific sciences will we be able to determine the actual | ||
+ | SoC's that are suitable for development, | ||
+ | that are best suited to such work (16). | ||
+ | |||
+ | |||
+ | Prospects | ||
+ | |||
+ | I believe that an examination of human history and our | ||
+ | current situation provides the strongest argument for the | ||
+ | necessity of developing state-specific sciences. | ||
+ | history man has been influenced by the spiritual and mystical | ||
+ | factors that are expressed (usually in watered-down form) in the | ||
+ | religions that attract the masses of people. | ||
+ | mystical experiences are primary phenomena of various ASC' | ||
+ | because of such experiences, | ||
+ | and most horrible acts of which people are capable have been | ||
+ | committed. | ||
+ | existed, no concerted attempt has been made to understand these | ||
+ | ASC phenomena in scientific terms. | ||
+ | |||
+ | It was the hope of many people that religions were simply a | ||
+ | form of superstition that would be left behind in our " | ||
+ | age. Not only has this hope failed, but our own understanding of | ||
+ | the nature of reasoning now makes it clear that it can never be | ||
+ | fulfilled. | ||
+ | service of assumptions, | ||
+ | themselves subject to reason. | ||
+ | the a-rational, will not disappear from the human situation. | ||
+ | immense success in the development of the physical sciences has | ||
+ | not been particularly successful in formulating better | ||
+ | philosophies of life, or increasing our real knowledge of | ||
+ | ourselves. | ||
+ | |||
+ | not very human sciences. | ||
+ | give us not scientific insights on questions of what to do, what | ||
+ | not to do, or why to do things. | ||
+ | |||
+ | The youth of today and mature scientists in increasing | ||
+ | numbers are turning to meditation, oriental religions, and | ||
+ | personal use of psychedelic drugs. | ||
+ | these ASC;s provide more satisfaction and are more relevant to | ||
+ | the formulation of philosophies of life and deciding upon | ||
+ | appropriate ways of living, than "pure reason" | ||
+ | impressions are that very large numbers of scientists are now | ||
+ | personally exploring ASC's, but few have begun to connect this | ||
+ | personal exploration with their scientific activities. | ||
+ | |||
+ | It is difficult to predict what the chances are of | ||
+ | developing state-specific sciences. | ||
+ | diffuse and dependent on our normal SoC' | ||
+ | probable that state-specific sciences can be developed for such | ||
+ | SoC's as auto-hypnosis, | ||
+ | marijuana intoxication, | ||
+ | reverie, and biofeedback-induced states (18). In all of these | ||
+ | SoC's, volition seems to be retained, so that the observer can | ||
+ | indeed carry out experiments on himself or others or both. Some | ||
+ | SoC's, in which the volition to experiment during the state may | ||
+ | disappear, but in which some experimentation can be carried out | ||
+ | if special conditions are prepared before the state is entered, | ||
+ | might be alcohol intoxication, | ||
+ | hypnagogic and hypnagogic states, and high dreams (18). It is | ||
+ | not clear whether other ASC;s would be suitable for developing | ||
+ | state-specific sciences or whether mental deterioration would be | ||
+ | too great. | ||
+ | |||
+ | I have nothing against religious and mystical groups. | ||
+ | suspect that the vast majority of them have developed compelling | ||
+ | belief systems rather than state-specific sciences. | ||
+ | scientific method be extended to the development of | ||
+ | state-specific sciences so as to improve our human situation? | ||
+ | will the immense power of ASC's be left in the hands of many | ||
+ | cults and sects? | ||
+ | sciences will be our goal. | ||
+ | |||
+ | |||
+ | References and Notes | ||
+ | |||
+ | 1. T. Blackburn, Science 172, 1003 (1971). | ||
+ | 2. Newsweek, | ||
+ | 3. An attempt to describe the phenomena of marijuana intoxication | ||
+ | in terms that make sense to the user, as well as the investigator, | ||
+ | been presented elsewhere. See C Tart, On Being Stoned: A Psychological | ||
+ | Study of Marijuana Intoxication (Science & Behavior Books, Palo | ||
+ | Alto, 1971). | ||
+ | 4. C. Naranjo and R. Ornstein On the Psychology of Meditation | ||
+ | (Viking, New York, 1971). | ||
+ | 5. Note that an SoC is defined by the stable parameters of the | ||
+ | pattern that constitute it, not by the particular technique of inducing | ||
+ | that pattern, for some ASC's can be induced by a variety of induction | ||
+ | methods. By analogy, to understand the altered computer program you | ||
+ | must study what it does, not study the programmer who originally set it up. | ||
+ | 6. T. Kuhn, The Structure of Scientific Revolutions (Univ. of | ||
+ | Chicago Press, Chicago, 1962). | ||
+ | 7. Note that states of confusion and impaired functioning are | ||
+ | certainly | ||
+ | interest here. | ||
+ | 8. R. Rosenthal, Experimenter Effects in Behavioral | ||
+ | (Appleton-Century.Crofts, | ||
+ | 9. M. Orne, Amer. Psychologist. 17, 776 (1962). | ||
+ | 10. A state-specific scientist might find his own work somewhat | ||
+ | incomprehensible | ||
+ | nomenon of state-specific | ||
+ | would transfer to his ordinary | ||
+ | even though it would make perfect sense when he was again in the | ||
+ | ASC in which he did his scientific work. | ||
+ | 11. " | ||
+ | a " | ||
+ | occurred | ||
+ | states. | ||
+ | 12. N. Bohr, in Essays, 1958-1962, on Atomic Physics and Human | ||
+ | Knowledge (Wiley, New York, 1963). | ||
+ | 13. B. Ghiselin, | ||
+ | 1952). | ||
+ | 14. E. Green, A. Green, E. Walters, J. Transpersonal Psychology. 2, | ||
+ | 1 (1970). | ||
+ | 15. A. Maslow, The Psychology of Science: A Reconnaissance (Harper | ||
+ | & Row, New York 1966). | ||
+ | 16. The | ||
+ | example) may be scientifically interesting, | ||
+ | high to warrant our developing state-specific sciences for them. The | ||
+ | personal and social issues involved in evaluating this kind of | ||
+ | risk are beyond the scope of this article. | ||
+ | 17. J. Needleman, The New Religions (Doubleday, New York, 1970). | ||
+ | 18. C. Tart, Altered States of Consciousness: | ||
+ | (Wiley, New York, 1969). | ||
+ | |||
+ | |||
+ |